Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Doyle DugganWells Fargo Clearing Services, LLCEdward Jones$1002-22-2013
Kevin Richard RagonWells Fargo Clearing Services, LLCEdward Jones$5003-01-2013
Gabriel A. RamosCetera Advisors LLCEdward Jones$1003-26-2013
Rod GlisicMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2013
James Edwin RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-28-2013
Scott David RoelofsRaymond James Financial Services, Inc.Edward Jones$2507-05-2013
James WennlundRaymond James & Associates, Inc.Edward Jones$1008-30-2013
John LarsenRaymond James & Associates, Inc.Edward Jones10-11-2013
Sheryl Kim DevossWells Fargo Clearing Services, LLCEdward Jones11-01-2013
Tevis Ryan WestRaymond James Financial Services, Inc.Edward Jones12-06-2013
Charles M ManbergStrategic Income Group LLCEdward Jones01-16-2014
Matthew Ryan MorrellUSAA Financial Advisors, Inc.Edward Jones04-30-2014
Edward Ryan BuechtingRaymond James & Associates, Inc.Edward Jones08-08-2014
Alyn Scott RumboldRaymond James Financial Services, Inc.Edward Jones$5008-20-2014
Giovanni Tomas LangoniUSAA Financial Advisors, Inc.Edward Jones08-21-2014
Wendy Louise MarshallLPL Financial LLCEdward Jones$10009-10-2014
Robert John DussiLPL Financial LLCEdward Jones$2510-16-2014
Marcus Robert ProvencioBancWest Investment Services, Inc.Edward Jones02-26-2015
Scott Allen HitchlerCetera Advisors LLCEdward Jones$1003-19-2015
Noah Seth KendrickRaymond James Financial Services, Inc.Edward Jones$5004-07-2015
Shanna Joelle TingomCambridge Investment Research, Inc.Edward Jones04-17-2015
Eric Christian MartinezCUNA Brokerage Services, Inc.Edward Jones05-08-2015
Dianne Su OgdenWells Fargo Clearing Services, LLCEdward Jones$1005-26-2015
Todd Randall HansenRaymond James & Associates, Inc.Edward Jones$5007-31-2015
Jonathan David GentileRaymond James Financial Services, Inc.Edward Jones$1010-30-2015
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Showing 26 to 50 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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