Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Don GaleLPL Financial LLCEdward Jones02-25-2009
Christopher R. MarinerRaymond James Financial Services, Inc.Edward Jones07-10-2009
John Madison Winter Jr.LPL Financial LLCEdward Jones$5008-06-2010
Brian Dennis TrimbleRaymond James Financial Services, Inc.Edward Jones09-02-2010
Joshua Adam KammererMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-01-2010
Derek Glenn TrythallRaymond James Financial Services, Inc.Edward Jones10-28-2010
Jason Legrand SladeRaymond James Financial Services, Inc.Edward Jones12-09-2010
Phillip Jon ColemanUSAA Financial Advisors, Inc.Edward Jones$1002-21-2011
Scott Allen WebsterSagePoint Financial, Inc.Edward Jones03-24-2011
Kristoffer Ryan MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-03-2011
Gerald Scott FlakeWells Fargo Clearing Services, LLCEdward Jones12-08-2011
Nathalie M. PotvinWells Fargo Clearing Services, LLCEdward Jones12-16-2011
Brockton J. SomsenLPL Financial LLCEdward Jones01-09-2012
Neal Jack RodriguesWells Fargo Clearing Services, LLCEdward Jones01-20-2012
Colleen Sue LundyRaymond James Financial Services, Inc.Edward Jones$1002-17-2012
Colby Lane KingWells Fargo Clearing Services, LLCEdward Jones$15003-02-2012
Theodore Jay JonesUnited Planners' Financial Services of America A Limited PartnerEdward Jones$5003-23-2012
Tammy Tenney PaquetteLPL Financial LLCEdward Jones04-19-2012
Christopher N. HousleyWells Fargo Clearing Services, LLCEdward Jones04-19-2012
Ryan Russell PrebleLPL Financial LLCEdward Jones04-23-2012
Mark Anthony NaprstekLPL Financial LLCEdward Jones05-11-2012
Dvon Anthony Wendell JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-21-2012
Daniel Arrington ClouseWells Fargo Clearing Services, LLCEdward Jones08-02-2012
William Willard SmithTempleton Financial Services Inc.Edward Jones12-11-2012
Tony D. Widowski Jr.Raymond James Financial Services, Inc.Edward Jones$1002-07-2013
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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