Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Maria JohnsonLPL Financial LLCEdward Jones$25001-28-2009
Terry Don GaleLPL Financial LLCEdward Jones02-25-2009
Todd G KalinaLPL Financial LLCEdward Jones08-17-2009
John Madison Winter Jr.LPL Financial LLCEdward Jones$50008-06-2010
Brockton J. SomsenLPL Financial LLCEdward Jones$10001-09-2012
Tammy Tenney PaquetteLPL Financial LLCEdward Jones$25004-19-2012
Ryan Russell PrebleLPL Financial LLCEdward Jones$10004-23-2012
Mark Anthony NaprstekLPL Financial LLCEdward Jones05-11-2012
James Alan MerkelLPL Financial LLCEdward Jones$10001-14-2013
Wendy Louise MarshallLPL Financial LLCEdward Jones$10009-10-2014
Robert John DussiLPL Financial LLCEdward Jones$25010-16-2014
Mitchell Stanley LaytonLPL Financial LLCEdward Jones04-15-2015
Guy Lincoln AustinLPL Financial LLCEdward Jones$10004-20-2015
Scott Ellis Smithson Jr.LPL Financial LLCEdward Jones01-12-2016
Gregory Alan SheehanLPL Financial LLCEdward Jones10-11-2017
Christina Rose VigneryLPL Financial LLCEdward Jones01-18-2019
John David BorzoneLPL Financial LLCEdward Jones$15005-15-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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