Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC10-09-2009
William John DeichmannMorgan StanleyJ.P. Morgan Securities LLC10-30-2009
Thomas M. WojcikMorgan StanleyJ.P. Morgan Securities LLC08-05-2011
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Cesar Martin Castelo Jr.Morgan StanleyJ.P. Morgan Securities LLC11-15-2013
Christopher Michael BarozieUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC11-26-2013
Joseph Burnett Bass IIIFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC03-14-2014
Todd M. AldayWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-28-2014
William Daniel GallagherWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-30-2014
Consuelo Elizabeth LopezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-27-2014
Daniel Santos SantibanezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10005-30-2014
Loretta Kay BarmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2014
Yvette A. FernandezEdward JonesJ.P. Morgan Securities LLC09-19-2014
Karen Claudine ToddAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-29-2014
Anna Delia Alvarado, Guillermina FranklinMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Robert Javier MonroyMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Mitzie Yvonne WilsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-02-2014
Cynthia Jean NunnUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC01-03-2015
Max E. Sanel, Eric A. OlsonMorgan StanleyJ.P. Morgan Securities LLC02-02-2015
Henry Jay KrichWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2015
Ryan Michael BrownWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-10-2015
Loretta FelixWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-25-2015
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Jacob P. Vander Vander SlikFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC11-23-2015
Tanya Sabrina CastellanosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-30-2015
Next Page »

Showing 1 to 25 of 49 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.