Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC$10010-09-2009
William John DeichmannMorgan StanleyJ.P. Morgan Securities LLC10-30-2009
John Allen Kearney Sr.Morgan StanleyJ.P. Morgan Securities LLC08-05-2011
Thomas M. WojcikMorgan StanleyJ.P. Morgan Securities LLC08-05-2011
Christopher Carl CaposeyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2012
Johnny Earl BurrisOppenheimer & Co. Inc.J.P. Morgan Securities LLC02-19-2013
Linda Lorraine McNallyState Farm VP Management Corp.J.P. Morgan Securities LLC03-14-2013
Michael G GobbatoUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC04-05-2013
Cesar Ian OberioJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC05-09-2013
Kathryn Jane HallBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-22-2013
Phyllis BartolottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-28-2013
Dax Jonas McMenaminBancWest Investment Services, Inc.J.P. Morgan Securities LLC06-12-2013
David Michael WentlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-18-2013
Derek Hayes ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-26-2013
Elizabeth Dawn LeadonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-12-2013
Shane Michael KnollCambridge Investment Research, Inc.J.P. Morgan Securities LLC$10009-20-2013
Mario Lashon LiddellMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-24-2013
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Cesar Martin Castelo Jr.Morgan StanleyJ.P. Morgan Securities LLC11-15-2013
Christopher Michael BarozieUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC11-26-2013
Joseph Burnett Bass IIIFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC03-14-2014
Matthew Aaron KeithJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-24-2014
William Brian HemsworthJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-09-2014
Matthew Jason KeenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-11-2014
Adam J. HrtanekJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-16-2014
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Showing 1 to 25 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.