Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Marvin DyeLPL Financial LLCJ.P. Morgan Securities LLC10-08-2019
Justin P. TeclawBBVA Securities Inc.J.P. Morgan Securities LLC09-25-2019
Ian Barrett BrownThrivent Investment Management Inc.J.P. Morgan Securities LLC07-24-2019
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
David A. RobbinsMoors & Cabot, Inc.J.P. Morgan Securities LLC06-03-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Timothy Scott JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC04-30-2019
Sean Thomas NeelLPL Financial LLCJ.P. Morgan Securities LLC03-04-2019
Karina ValleBBVA Securities Inc.J.P. Morgan Securities LLC02-22-2019
Brian Terrence PoeVersant Capital Management, Inc.J.P. Morgan Securities LLC01-25-2019
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Daniel DahmaniBBVA Securities Inc.J.P. Morgan Securities LLC11-27-2018
Sara R. O'BrienGeneos Wealth Management, Inc.J.P. Morgan Securities LLC10-12-2018
Julian F. CortezBBVA Securities Inc.J.P. Morgan Securities LLC08-30-2018
Daniel VodaMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Guillermo A. CamargoBBVA Securities Inc.J.P. Morgan Securities LLC06-19-2018
Beverly Mae NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Manuel A. RamirezBBVA Securities Inc.J.P. Morgan Securities LLC02-21-2018
Erika HernandezBBVA Securities Inc.J.P. Morgan Securities LLC02-05-2018
David DavodiPerspective Financial Services LLCJ.P. Morgan Securities LLC01-04-2018
Brian Edward FrambesLincoln Financial Securities CorporationJ.P. Morgan Securities LLC11-09-2017
Scott C. BouwhuisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-24-2017
Robert Mark ChambersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-06-2017
Veronica B. RiosBBVA Securities Inc.J.P. Morgan Securities LLC05-23-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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