Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
Grant MoultonBelpointe Asset Management LLCLPL Financial LLC09-18-2020
William Anthony MonaccioJ.P. Morgan Securities LLCLPL Financial LLC09-10-2020
James Sam VaccaroAmeriprise Financial Services, LLCLPL Financial LLC09-02-2020
Stephen Joseph SpachHeritage Wealth Management, LLCLPL Financial LLC08-17-2020
Zachary Parker GreenSilverhawk Asset Management, LLCLPL Financial LLC08-17-2020
Matthew J MundyIndependent Financial Group, LLCLPL Financial LLC05-01-2020
Eric Marvin DyeSummit Financial Group IncLPL Financial LLC03-04-2020
Michael R CartolanoCetera Advisor Networks LLCLPL Financial LLC03-02-2020
John A ColonBelpointe Asset Management LLCLPL Financial LLC02-18-2020
Renee Kristine ScherzerResources Investment AdvisorsLPL Financial LLC01-08-2020
Kari Ann BakerResources Investment AdvisorsLPL Financial LLC01-08-2020
Joseph Roy DaveyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2020
Sandra Gayle ThompkinsCUSO Financial Services, L.P.LPL Financial LLC$1001-02-2020
Karen Louise KalmanMML Investors Services, LLCLPL Financial LLC11-04-2019
David Wayne ShepherdShepherd Wealth & Retirement LLCLPL Financial LLC$5009-30-2019
David Wayne Shepherd JrShepherd Wealth & Retirement LLCLPL Financial LLC$5009-30-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Matthew Dean WaldronBelpointe Asset Management LLCLPL Financial LLC05-22-2019
Samuel J Castaneda JrARQ Wealth Advisors, LLCLPL Financial LLC02-27-2019
Joseph Greenberg Robert Nichols Paul Wintermantel David Jones Eric Morgan Ted McLellan Jason Romero Timothy Clemens Mitchel Layton Joshua Zahn Joseph HurabRaymond JamesLPL Financial LLC$63802-21-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Edward Jonathan McLellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.