Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tanner Ray BortnemVora Wealth Management, PLLCLPL Financial LLC03-04-2019
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC$10002-21-2019
Edward Jonathan MclellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Eric Shawn MorganRaymond James Financial Services, Inc.LPL Financial LLC$2502-21-2019
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC$102-21-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Edward FadelRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Mitchell Stanley LaytonRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Paul Clement WintermantelRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Robert Eugene NicholsRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Timothy Joe ClemensRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
David John VolpeFirst Financial Equity CorporationLPL Financial LLC01-25-2019
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Lee Clark Brown IIISecurities America, Inc.LPL Financial LLC08-28-2018
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
Stephen Alan ShepherdQuestar Capital CorporationLPL Financial LLC12-22-2017
Paul William KendallAXA Advisors, LLCLPL Financial LLC12-15-2017
Dexter Leroy ThomasUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-30-2017
Sean Francis BelilesPruco Securities, LLC.LPL Financial LLC11-22-2017
Owen Keith FarnsworthSecurities America, Inc.LPL Financial LLC10-11-2017
Thomas Ian RindahlSecurities America, Inc.LPL Financial LLC$2510-11-2017
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
Anthony Robert DasticeSecurities America, Inc.LPL Financial LLC$2510-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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