Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent James EmchAdvisors' Pride Inc.LPL Financial LLC04-22-2016
Michael Anthony CrupiAllstate Financial Services, LLCLPL Financial LLC06-05-2017
Jose Leonardo SuarezAllstate Financial Services, LLCLPL Financial LLC$10002-26-2013
James LesniewskiAmeriprise Financial Services, Inc.LPL Financial LLC$6009-30-2016
Steven SchulteAmeriprise Financial Services, Inc.LPL Financial LLC$50010-17-2014
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Lawrence Lynwood DeasonAmeriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Mark Douglas WilsonAmeriprise Financial Services, Inc.LPL Financial LLC$25008-04-2014
John M. Cartolano Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$20009-26-2013
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
John Michael Cartolano Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$50008-17-2012
James Paul NorrisAmeriprise Financial Services, Inc.LPL Financial LLC$50008-01-2012
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Samuel J. Castaneda Jr.ARQ Wealth Advisors, LLCLPL Financial LLC02-27-2019
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Ronald Michael OddoAvantax Investment Services, Inc.LPL Financial LLC05-22-2014
Paul William KendallAXA Advisors, LLCLPL Financial LLC12-15-2017
Hector Luis MoralesBedrock Investment AdvisorsLPL Financial LLC10-05-2015
Matthew Dean WaldronBelpointe Asset Management LLCLPL Financial LLC05-22-2019
Eric Matthew SholbergBrighton Jones LLCLPL Financial LLC04-05-2017
Hugh Palmer DukeBrokers International Financial Services, LLC.LPL Financial LLC$10009-09-2011
Anne Frances BurtonBurton Wealth ManagementLPL Financial LLC08-07-2014
James Allison DabbsCambridge Investment Research, Inc.LPL Financial LLC$25001-03-2017
Christopher Alex CarracedoCambridge Investment Research, Inc.LPL Financial LLC06-21-2016
John Michael Cartolano Jr.Cetera Advisor Networks LLCLPL Financial LLC$14403-02-2020
Next Page »

Showing 1 to 25 of 184 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.