Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven SchulteAmeriprise Financial Services, Inc.LPL Financial LLC$5010-17-2014
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Lawrence Lynwood DeasonAmeriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Hector Luis MoralesBedrock Investment AdvisorsLPL Financial LLC10-05-2015
Eric Matthew SholbergBrighton Jones LLCLPL Financial LLC04-05-2017
Hugh Palmer DukeBrokers International Financial Services, LLC.LPL Financial LLC$1009-09-2011
James Allison DabbsCambridge Investment Research, Inc.LPL Financial LLC$2501-03-2017
Howard R. Dal MonteClarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
Richard Monnett Everhart Jr.Clarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
Ryan David WestCUSO Financial Services, L.P.LPL Financial LLC03-14-2016
Clay Michael KazmierskiCWM, LLCLPL Financial LLC02-04-2019
Matthew Aaron KoryCWM, LLCLPL Financial LLC02-04-2019
Scott Ronald PilchardFBL Marketing Services, LLCLPL Financial LLC08-16-2019
Brian Llewellyn McKeighenFBL Marketing Services, LLCLPL Financial LLC01-16-2019
Brandon Eric Quevedo YoungFulgent Wealth ManagementLPL Financial LLC07-10-2019
Travis J. McGannIFP Securities, LLCLPL Financial LLC$2505-23-2019
Kenneth S HamadaIndependent Financial Group, LLCLPL Financial LLC$2507-11-2014
Dustin J GiannangeloKestra Investment Services, LLCLPL Financial LLC05-09-2017
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
Jason Chunyue WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-17-2014
Joseph Gustav YurgecNPB Financial Group, LLCLPL Financial LLC$2509-05-2013
Lisa Marie ZakPrincipal Securities, Inc.LPL Financial LLC06-17-2014
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.