Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Billy Edward FosterUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC06-03-2009
Craig Allen HaugerSummit Brokerage Services, Inc.LPL Financial LLC$5006-10-2009
Micheal Alby KaatzUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC$15011-13-2009
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
Scott Halbert NewbanksUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC09-01-2010
Martin Adrian BrittonCharles Schwab & Co., Inc.LPL Financial LLC09-27-2010
John David DoddUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC10-12-2010
Justin C JollyLPL Financial LLCLPL Financial LLC01-03-2011
Michael James KelleyCetera Financial Specialists LLCLPL Financial LLC06-23-2011
Hugh Palmer DukeBrokers International Financial Services, LLC.LPL Financial LLC$1009-09-2011
Christopher J RiegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-12-2011
Jason Rocco NazzaroSagePoint Financial, Inc.LPL Financial LLC10-17-2011
John Waller MarshallCetera Advisor Networks LLCLPL Financial LLC10-28-2011
Sean Yount GoldneyCetera Advisor Networks LLCLPL Financial LLC$1010-28-2011
Thomas Andrew EbelNew England SecuritiesLPL Financial LLC11-23-2011
Ted Hideaki InagakiSagePoint Financial, Inc.LPL Financial LLC07-03-2012
Jeffry Reeves JonesLPL Financial LLCLPL Financial LLC07-25-2012
James Paul NorrisAmeriprise Financial Services, LLCLPL Financial LLC08-01-2012
John Michael Cartolano Jr.Ameriprise Financial Services, LLCLPL Financial LLC$5008-17-2012
Thomas Russell BugbeeProEquities, Inc.LPL Financial LLC09-13-2012
Kathleen Ann WittRaymond James Financial Services, Inc.LPL Financial LLC11-02-2012
Michael Gerard SantoroSagePoint Financial, Inc.LPL Financial LLC$2512-01-2012
Jose Leonardo SuarezAllstate Financial Services, LLCLPL Financial LLC$1002-26-2013
Laura Mae ChangUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC03-28-2013
Daniel G DillardSagePoint Financial, Inc.LPL Financial LLC05-03-2013
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Showing 1 to 25 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.