Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Maria JohnsonSecurities America, Inc.LPL Financial LLC$1910-10-2017
Anthony Theodore RochaSecurities America, Inc.LPL Financial LLC$2510-10-2017
Bernard David HarrisWells Fargo Clearing Services, LLCLPL Financial LLC08-31-2017
Billy Edward FosterUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC06-03-2009
Brandon Eric Quevedo YoungFulgent Wealth ManagementLPL Financial LLC07-10-2019
Brent A CattaniSecurities America, Inc.LPL Financial LLC$1010-10-2017
Brian Llewellyn McKeighenFBL Marketing Services, LLCLPL Financial LLC01-16-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Clay Michael KazmierskiCWM, LLCLPL Financial LLC02-04-2019
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
David Aaron JonesRaymond James Financial Services, Inc.LPL Financial LLC$10002-21-2019
Derek Jason AllsupWells Fargo Clearing Services, LLCLPL Financial LLC05-23-2017
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
Dustin J GiannangeloKestra Investment Services, LLCLPL Financial LLC05-09-2017
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Edward Jonathan McLellanRaymond James Financial Services, Inc.LPL Financial LLC$5002-21-2019
Eric Matthew SholbergBrighton Jones LLCLPL Financial LLC04-05-2017
Eric Shawn MorganRaymond James Financial Services, Inc.LPL Financial LLC$2502-21-2019
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Hector Luis MoralesBedrock Investment AdvisorsLPL Financial LLC10-05-2015
Howard R. Dal MonteClarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
Hugh Palmer DukeBrokers International Financial Services, LLC.LPL Financial LLC$1009-09-2011
James Allison DabbsCambridge Investment Research, Inc.LPL Financial LLC$2501-03-2017
Jamie Nichole GeraldWells Fargo Clearing Services, LLCLPL Financial LLC11-16-2015
Jason Christopher RomeroRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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