Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne ShepherdShepherd Wealth & Retirement LLCLPL Financial LLC09-30-2019
David Wayne Shepherd Jr.Shepherd Wealth & Retirement LLCLPL Financial LLC09-30-2019
Brandon Eric Quevedo YoungFulgent Wealth ManagementLPL Financial LLC07-10-2019
Sherry Ann MillerShepherd Wealth & RetirementLPL Financial LLC06-03-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Matthew Dean WaldronBelpointe Asset Management LLCLPL Financial LLC05-22-2019
Tanner Ray BortnemVora Wealth Management, PLLCLPL Financial LLC03-04-2019
Samuel J. Castaneda Jr.ARQ Wealth Advisors, LLCLPL Financial LLC02-27-2019
Joseph Mitchell GreenbergRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Timothy J. ClemensRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Edward FadelRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Mitchell S. LaytonRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joseph Mahmood HurabRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Joshua Richard ZahnRaymond James Financial Services, Inc.LPL Financial LLC02-21-2019
Clay Michael KazmierskiCWM, LLCLPL Financial LLC02-04-2019
Michael Dominic GarmoneCWM, LLCLPL Financial LLC02-04-2019
Matthew Aaron KoryCWM, LLCLPL Financial LLC02-04-2019
David John VolpeFirst Financial Equity CorporationLPL Financial LLC01-25-2019
Brian Llewellyn McKeighenFBL Marketing Services, LLCLPL Financial LLC01-16-2019
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Michelle L. ViolaJ.P. Morgan Securities LLCLPL Financial LLC09-25-2018
Andrea MunozW&S Brokerage Services, Inc.LPL Financial LLC06-01-2018
Timothy Theodore PicciottInnovative Advisory GroupLPL Financial LLC05-21-2018
Fred ChenArque Capital, Ltd.LPL Financial LLC05-08-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
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Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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