Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke GebertBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
George Matthew MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-04-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
Rick Allen NunleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22503-01-2019
Thomas Owen AnselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Joshua R DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Joseph Scott BerneckerBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-30-2018
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Steven William RivesBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Enrique Sanchez ArvizuAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Kyle Joseph TruebaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Holly Jane ClarkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Sone Junior NaunauLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2018
Jennifer GoralskiHarbour Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2018
Christopher Shore WeeksU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2018
Warren Randall TylerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2212-21-2017
William Edward Nelson IIIU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$112-18-2017
Paul Conrad MaciasStrategic Income Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
James Aaron AbregoSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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