Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Fletcher BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Jennifer GoralskiHarbour Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2018
Christopher S. WeeksU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2018
Maria Idolina PeraltaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2018
Wade M EngebretsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Michael D. WestbyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
Joseph L McManusBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
Warren Randall TylerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2212-21-2017
William E. Nelson IIIU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-18-2017
Paul Conrad MaciasStrategic Income Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
James Aaron AbregoSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Frederick L ArbonaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2017
Deborah Lynn HartneyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Ashley Elizabeth HamiltonVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2017
Andrew ShellVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2017
Indira Natalia RomeroCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2017
Larry LytleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6310-03-2017
Karri Ann HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2017
Oscar CortesCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2017
Curt Wayne RencherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Everardo Jose HuertaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Andrew Scott KovalcikFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Ken David ObrayFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Sharon Lee BartonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-28-2017
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Showing 101 to 125 of 383 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.