Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ryan TrovillionCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Scott CampbellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2016
Errol Timothy McCoyVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Leslie Ann LeaBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2016
Kenneth Reginald LewBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-04-2016
Charles Ray Murphy IIMoors & Cabot, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-29-2016
Robert Shawn DecaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2016
Fedora J. HunsakerVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2016
Brandon Joe MontoyaMontoya Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Matthew Aaron St JohnEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1208-19-2016
Joshua R. LeblancWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
John William WagnerTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
Owen Keith FarnsworthLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2016
Gregory Michael SidelAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
Raphael MackJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2016
Kyle Michael LevyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2016
Philip Antoine KendisVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2016
Robert D. MorganWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2016
Alex David RosenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-09-2016
Andre Tyrone GuntzelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Aaron Wade RichterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2016
David Charles TurcottOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.