Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert NelsonCentaurus Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2011
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Marc T GiannoneEaton-Cambridge Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2012
Warren Randall TylerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2017
Curt Wayne RencherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Julie LalwaniEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-01-2017
Yamen Abdulmunam FellahEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Justin Karl PaeperEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$4212-01-2016
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Thomas Joseph DoodyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2015
Leon Roy BinderEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-08-2012
John Randall GriffisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2011
Michael Brennan FelixFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Curtis Wayne HagnerFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2013
Taylor RoncancioFirst Citadel, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2014
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Charles William Willoughby Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-23-2009
Jennifer GoralskiHarbour Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
Joshua R. DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Lonnie Eugene DavisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Dominick Frank Mattia Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2018
Daniel Adair MorrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Kristen Marie BeckbissingerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
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Showing 26 to 50 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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