Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2013
David Dewayne CuppAlpine Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Douglas Alan GodfreyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2017
Rene Tapia EspinozaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-21-2011
Travis C ChickAWM Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
George M MulveyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Ron D FisherBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Adam BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Michael W CummingsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Oscar R RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Dennis Roy Mccarthy JrBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Jacob Christopher SomeroBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2018
Cameron L DotyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Charles Otis HopkinsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Andrew Joseph JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Joseph L McManusBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2018
Christopher J RogerBayntree Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2017
Steven W RivesBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Marc James SalemBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2011
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3705-09-2016
Scout Lou Ann MitchellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2019
Taylor Philip SalbergCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Matthew John CarterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2019
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.