Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rene Tapia EspinozaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2011
Jonathon Ray PaulMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2011
Paul Thomas RutkowskiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2011
Eric Todd NagerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2011
Mario Leonard GradillasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2011
John Randall GriffisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2011
Robert John LehnhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-12-2012
Marc T GiannoneEaton-Cambridge Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2012
Jason M. Ladner, Eric V. FranzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
Robert William ParkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2012
Matthew Aaron GerstWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2012
Seth Loring GoldbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2012
Jeffery Jay SlumpMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Leon Roy BinderEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-08-2012
Nicholas SilberschlagRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2013
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Richard L. Schmock, Alexander F BarrettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Sarah Catherine WhitmoreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
George Adam HoweUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
James Daniel DwyerProvidus Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2013
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
Mari Dawn LloydJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-02-2013
Curtis Wayne HagnerFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2013
Nelson Erich SurovetzUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2013
« Previous PageNext Page »

Showing 26 to 50 of 141 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.