Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Alex David RosenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Andrew Joseph JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Bradley Raymond LundquistRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-13-2009
Brandon Joe MontoyaMontoya Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Cameron L. DotyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Charles "Chip" PisoniRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-15-2014
Charles David Konopaski IIUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Charles Joseph Pisoni Jr.RBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2014
Charles Otis HopkinsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Charles Ray Murphy IIMoors & Cabot, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-29-2016
Charles William Willoughby Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-23-2009
Chase Norman AdamsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Cheryl Louise WilsonUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Christopher Conrad VadrevuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Christopher J. RogerBayntree Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2017
Christopher S. WeeksU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2018
Curt Wayne RencherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Next Page »

Showing 1 to 25 of 141 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.