Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerina GrahamStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2014
Carly J DalbeyRobinhood Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2020
Ryan Lee Clement SutherlandThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2020
Scott McQuistanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Alex M ParsonsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Mark David YadronKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Benjamin Glenn DisbrowEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2020
Samuel John SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Nicholas SowaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2020
DAVID Danial LUNDBERGHelium Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2020
Brian C Bolton IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Bahadir SenelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Kyle WeldonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Tatyana D TrappUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Isiah M BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Noel P ThomasTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Jeremy R WallenUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Jon K WinninghamUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Jorge CardenasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Nicholas Martin FisherSilverhawk Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Scout Lou Ann MitchellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2019
Mark-Christopher B WeissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Michael A LloydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Jonathan Michael ElliottOptima Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.