Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susie Anne WongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2015
Kristy Jones KoenigUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2015
Deborah Ann NiblettUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2015
Stanley George Jewell Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2014
Tamara Lee SomersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Charles "Chip" PisoniRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-15-2014
Charles Joseph Pisoni Jr.RBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2014
Taylor RoncancioFirst Citadel, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2014
Kerina GrahamStratos Wealth PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2014
Kerina Maye GrahamLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2014
Kristen Marie BeckbissingerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
Janet Bahara VanbuskirkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Michael Brennan FelixFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Charles David Konopaski IIUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
David Elliott MathiasRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-07-2014
David Nicholas De NittoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2014
Nelson Erich SurovetzUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2013
Curtis Wayne HagnerFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2013
Mari Dawn LloydJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-02-2013
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
James Daniel DwyerProvidus Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2013
George Adam HoweUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
Sarah Catherine WhitmoreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Richard L. Schmock, Alexander F BarrettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
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Showing 76 to 100 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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