Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Campbell ClarkFidelity Brokerage Services LLCMorgan Stanley09-03-2020
Tom L NguyenUnionBanc Investment Services, LLCMorgan Stanley09-01-2020
Laura Ann RiderRockefeller Financial LLCMorgan Stanley08-21-2020
Kenneth Eugene MilanoRockefeller Financial LLCMorgan Stanley$5008-21-2020
Kent Ray WeaverRockefeller Financial LLCMorgan Stanley$5008-21-2020
Richard Lawrence SchmockRockefeller Financial LLCMorgan Stanley$5008-21-2020
Cole Christopher AdamsonCharles Schwab & Co., Inc.Morgan Stanley07-01-2020
Lovella G McKimUBS Financial Services Inc.Morgan Stanley05-01-2020
Justin M LowUBS Financial Services Inc.Morgan Stanley$5005-01-2020
Armanni Joseph MalatyWells Fargo Clearing Services, LLCMorgan Stanley04-07-2020
Gina Giachetti WightFinancial Life PlannersMorgan Stanley04-01-2020
Kristin Ingrid BeckerWells Fargo Clearing Services, LLCMorgan Stanley$503-02-2020
Susan Lynn HirshmanCharles Schwab & Co., Inc.Morgan Stanley$5001-07-2020
Bobbi J LanganVALIC Financial Advisors, Inc.Morgan Stanley12-02-2019
ANGELO Tyler RISOLAWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Michael Anthony BlackCharles Schwab & Co., Inc.Morgan Stanley10-17-2019
Janie Lynn NelsonBenjamin F. Edwards & Company, Inc.Morgan Stanley$2510-16-2019
Steven Warren CookeBenjamin F. Edwards & Company, Inc.Morgan Stanley$2510-09-2019
Alan Floyd WillenbrockAmeriprise Financial Services, LLCMorgan Stanley$10009-20-2019
Vicki Lynn AdamsWells Fargo Advisors Financial Network, LLCMorgan Stanley07-26-2019
Mary MannMoors & Cabot, Inc.Morgan Stanley$5007-22-2019
Brendon Richard BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley06-07-2019
Ramon Gabriel Burrola JrRaymond James & Associates, Inc.Morgan Stanley$5006-06-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.