Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bobbi J LanganVALIC Financial Advisors, Inc.Morgan Stanley12-02-2019
Angelo Tyler RisolaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-08-2019
Janie Lynn NelsonBenjamin F. Edwards & Company, Inc.Morgan Stanley$25010-16-2019
Alan Floyd WillenbrockAmeriprise Financial Services, Inc.Morgan Stanley$10009-20-2019
Josiah Paul MartinMML Investors Services, LLCMorgan Stanley09-20-2019
Vicki Lynn AdamsWells Fargo Advisors Financial Network, LLCMorgan Stanley07-26-2019
Mary MannMoors & Cabot, Inc.Morgan Stanley$50007-22-2019
Brendon R BiegelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley07-16-2019
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley$25006-07-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$10006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley$10006-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley$10006-06-2019
Jorge A. RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
Ramon Gabriel Burrola Jr.Raymond James & Associates, Inc.Morgan Stanley$50006-06-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$50005-03-2019
Kevin Charles BastTD Ameritrade Investment Management, LLCMorgan Stanley03-26-2019
Stephen Edward PetteeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$85003-15-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$50003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley$10002-15-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$50001-11-2019
Patrick Brian SellsAmeriprise Financial Services, Inc.Morgan Stanley11-19-2018
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Kristine Ann GibsonJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
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Showing 1 to 25 of 204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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