Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan LurieAmeriprise Financial Services, Inc.Morgan Stanley$6911-20-2017
Ryan Alan LurieAmeriprise Financial Services, Inc.Morgan Stanley11-02-2017
Brian J JudaAmeriprise Financial Services, Inc.Morgan Stanley$4910-20-2017
Edward Alan KovenAmeriprise Financial Services, Inc.Morgan Stanley04-11-2014
Gary Norman BishopAmeriprise Financial Services, Inc.Morgan Stanley$10003-20-2014
John A EricksonAmeriprise Financial Services, Inc.Morgan Stanley$2508-30-2012
Theodore Charles HorowitzAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2012
Paul Andrew SiegelAmeriprise Financial Services, Inc.Morgan Stanley05-11-2012
Mary Mercedes WhiteAmeriprise Financial Services, Inc.Morgan Stanley02-04-2011
Morgan D. KeilAXA Advisors, LLCMorgan Stanley09-20-2012
Samuel Thomas CarlsonBancWest Investment Services, Inc.Morgan Stanley06-20-2018
William GoodmanCambridge Investment Research, Inc.Morgan Stanley07-18-2016
Geoffrey Thomas OlohanEdward JonesMorgan Stanley09-23-2014
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
John Sigmund SimonsonFirst Financial Equity CorporationMorgan Stanley09-28-2016
Matthew David CalhounFirst Financial Equity CorporationMorgan Stanley02-05-2016
Lori Lynn RadtkeFranklin Bright Wealth Advisors LLCMorgan Stanley09-07-2018
Kent Garry ForseyHillspring Financial, Inc.Morgan Stanley10-20-2010
Daniel Jonathan SlagerJ.P. Morgan Securities LLCMorgan Stanley01-29-2016
James Key EdwardsLPL Financial LLCMorgan Stanley$5003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Wynn PayackapanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3310-06-2017
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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