Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan LurieAmeriprise Financial Services, LLCMorgan Stanley$6911-20-2017
Alan Floyd WillenbrockAmeriprise Financial Services, LLCMorgan Stanley$10009-20-2019
Ryan A LurieAmeriprise Financial Services, LLCMorgan Stanley$5011-02-2017
Brian J JudaAmeriprise Financial Services, LLCMorgan Stanley$10010-20-2017
Edward Alan KovenAmeriprise Financial Services, LLCMorgan Stanley04-11-2014
Gary Norman BishopAmeriprise Financial Services, LLCMorgan Stanley$10103-20-2014
John A EricksonAmeriprise Financial Services, LLCMorgan Stanley$5008-30-2012
Theodore Charles HorowitzAmeriprise Financial Services, LLCMorgan Stanley07-27-2012
Paul Andrew SiegelAmeriprise Financial Services, LLCMorgan Stanley05-11-2012
Mary Mercedes WhiteAmeriprise Financial Services, LLCMorgan Stanley02-04-2011
Samuel Thomas CarlsonBancWest Investment Services, Inc.Morgan Stanley06-20-2018
Janie Lynn NelsonBenjamin F. Edwards & Company, Inc.Morgan Stanley$2510-16-2019
Steven Warren CookeBenjamin F. Edwards & Company, Inc.Morgan Stanley$2510-09-2019
Paul Frederick MaurinBirchtree Financial Services LLCMorgan Stanley$1011-02-2009
William GoodmanCambridge Investment Research, Inc.Morgan Stanley07-18-2016
Cole Christopher AdamsonCharles Schwab & Co., Inc.Morgan Stanley07-01-2020
Susan Lynn HirshmanCharles Schwab & Co., Inc.Morgan Stanley$5001-07-2020
Michael Anthony BlackCharles Schwab & Co., Inc.Morgan Stanley10-17-2019
Spencer Taft PettCharles Schwab & Co., Inc.Morgan Stanley$2512-14-2018
Kevin Arthur KrestanCharles Schwab & Co., Inc.Morgan Stanley$15001-19-2012
James Paul Brandt JrE*TRADE Securities LLCMorgan Stanley06-01-2015
Geoffrey Thomas OlohanEdward JonesMorgan Stanley09-23-2014
Morgan Daniel KeilEquitable Advisors, LLCMorgan Stanley$2509-20-2012
Tyler Campbell ClarkFidelity Brokerage Services LLCMorgan Stanley09-03-2020
Gina Giachetti WightFinancial Life PlannersMorgan Stanley04-01-2020
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.