Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Elizabeth SchroederWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Deborah Lynn RushingWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Susan Mary VoelkelWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
John Michael GoordmanRaymond James Financial Services, Inc.Morgan Stanley06-16-2009
William Joseph HertzogWells Fargo Clearing Services, LLCMorgan Stanley06-26-2009
Larry LytleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-07-2009
Erin A. DanielsM&I Financial Advisors, Inc.Morgan Stanley09-28-2009
Paul Frederick MaurinBirchtree Financial Services LLCMorgan Stanley$1011-02-2009
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-06-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2009
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
Harvey Royal GammageRobert W. Baird & Co. IncorporatedMorgan Stanley12-04-2009
Adam Paul SowaChase Investment Services Corp.Morgan Stanley$112-28-2009
James Adams WatsonMoors & Cabot, Inc.Morgan Stanley$10001-15-2010
Eddie J HavinsWells Fargo Clearing Services, LLCMorgan Stanley$10001-22-2010
G Russell GuardRobert W. Baird & Co. IncorporatedMorgan Stanley03-12-2010
Jacob Andrew DuffyRobert W. Baird & Co. IncorporatedMorgan Stanley$5003-12-2010
Brian Patrick SaasFirst Financial Equity CorporationMorgan Stanley$1003-16-2010
Sergio J. Canevett Jr.Chase Investment Services Corp.Morgan Stanley$1003-29-2010
Lucille Ann DenosUBS Financial Services Inc.Morgan Stanley$5006-09-2010
Gary Wayne RogersWells Fargo Clearing Services, LLCMorgan Stanley$5007-29-2010
Jason William BraunsteinRBC Capital Markets, LLCMorgan Stanley$10008-06-2010
John Allan SchmidtUBS Financial Services Inc.Morgan Stanley09-01-2010
Sydney Dawn FoxRBC Capital Markets, LLCMorgan Stanley09-10-2010
Daniel Richard FoxRBC Capital Markets, LLCMorgan Stanley09-10-2010
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.