Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary MannMoors & Cabot, Inc.Morgan Stanley$5007-22-2019
Brendon Richard BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley06-07-2019
Ramon Gabriel Burrola JrRaymond James & Associates, Inc.Morgan Stanley$5006-06-2019
Guillermo EliasRaymond James & Associates, Inc.Morgan Stanley$1,00006-06-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Jorge A RosasRaymond James & Associates, Inc.Morgan Stanley$15006-06-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Stephen Edward PetteeWells Fargo Clearing Services, LLCMorgan Stanley$8503-15-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$5003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$5001-11-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Spencer Taft PettCharles Schwab & Co., Inc.Morgan Stanley$2512-14-2018
Veronica CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Kristine Ann GibsonJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Lori Lynn RadtkeFranklin Bright Wealth Advisors LLCMorgan Stanley09-07-2018
Ramon Burrola Ivan Burrola Alex Burrola Adalberto Rosas Guillermo Elias Raymond James & Associates, Inc.Morgan Stanley$21008-23-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.