Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debora Lee WoodLPL Financial LLCMorgan Stanley & Co. Incorporated$5004-13-2009
Susan Ann CookMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
James Peter DretlerMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Robin Stuart McGeorgeMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
George F Herget Jr.Morgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
John Garvey SanfordMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Alan Floyd WillenbrockMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Mark Benning FastMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Chris Stephen StocksMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Tyron Kristopher SellMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Chris Norbert KisselMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Christopher Charles GravesMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
David HumMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Robert Thomas Kyle NelsonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Douglas Alan HodgesMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Beaux Guthrie TreguboffMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
William James FaviaMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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