Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ronald BellSagePoint Financial, Inc.National Planning Corporation01-31-2011
Charles A. TuckerNYLIFE Securities LLCNational Planning Corporation01-18-2012
John Fisher GlassNYLIFE Securities LLCNational Planning Corporation01-24-2013
Michael James StreffLPL Financial LLCNational Planning Corporation$2507-31-2013
Daniel Gregory StraussLPL Financial LLCNational Planning Corporation07-31-2013
Claudia Arnold-SawafDynamic Wealth AdvisorsNational Planning Corporation02-04-2014
Jacob Egges LundCountry Capital Management CompanyNational Planning Corporation12-03-2014
Allan Israel DavisCambridge Investment Research, Inc.National Planning Corporation$1210-02-2017
Arthur James MossWoodbury Financial Services, Inc.National Planning Corporation$1010-13-2017
David LesnickWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
Scott Allen HansenWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
Robert Allen CampbellWoodbury Financial Services, Inc.National Planning Corporation10-17-2017
Angeli Aguila ForsterSagePoint Financial, Inc.National Planning Corporation$5010-31-2017
Lawrence Rhodes DavisCrown Capital Securities, L.P.National Planning Corporation$1010-31-2017
John Barton SchannepLPL Financial LLCNational Planning Corporation$10011-29-2017
Arthur Thomas BertolinaLPL Financial LLCNational Planning Corporation$10011-29-2017
Shawn Michael SwensonLPL Financial LLCNational Planning Corporation$10011-29-2017
Robert Tipping CampbellLPL Financial LLCNational Planning Corporation$10011-29-2017
Barclay David SchulzLPL Financial LLCNational Planning Corporation$5011-29-2017
Timothy Robert O'NeilLPL Financial LLCNational Planning Corporation$2511-29-2017
Robert Douglas Wright Jr.LPL Financial LLCNational Planning Corporation$2511-29-2017
James Allan HelfinstineLPL Financial LLCNational Planning Corporation$1511-29-2017
David Lawrence GivnishLPL Financial LLCNational Planning Corporation$1011-29-2017
Eric Paul CookLPL Financial LLCNational Planning Corporation$1011-29-2017
Cedric Matthew WadeLPL Financial LLCNational Planning Corporation11-29-2017

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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