Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bianca Marie RobertsonChase Investment Services Corp.New England Securities11-02-2009
David Richard KrollMML Investors Services, LLCNew England Securities09-01-2010
Gilberto Ramon RamosCentaurus Financial, Inc.New England Securities02-28-2011
Steven Charles CalcaterraNorthwestern Mutual Investment Services, LLCNew England Securities03-23-2011
Peter MartinMartin Financial Solutions, LLCNew England Securities03-09-2012
Lony Floyd ParkerCharles Schwab & Co., Inc.New England Securities08-06-2012
Robert Jeffery EdwardsPlanMember Securities CorporationNew England Securities09-12-2012
Brandon L. SlotnessMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities02-04-2013
Ken Seiryu SakamotoFinancial Engines Advisors L.L.C.New England Securities$2504-04-2013
Jeremy R WallenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities05-07-2013
Ericka Zettel SchaeferCRI Securities, LLCNew England Securities05-28-2013
Stephen Charles MathewsSagePoint Financial, Inc.New England Securities08-16-2013
Greg Paul MorellSagePoint Financial, Inc.New England Securities02-27-2014
Stanley Earl WaldropSagePoint Financial, Inc.New England Securities02-27-2014
Kory Licht BudingerSagePoint Financial, Inc.New England Securities02-27-2014
Dustin James LesterSagePoint Financial, Inc.New England Securities02-27-2014
Eric BlackSagePoint Financial, Inc.New England Securities02-27-2014
Brian Joseph WestSagePoint Financial, Inc.New England Securities$1002-28-2014
Laurence Darren GoldsteinProEquities, Inc.New England Securities04-11-2014
Robert John WestbrookCetera Advisor Networks LLCNew England Securities$2505-02-2014
Anthony Michael EatonLPL Financial LLCNew England Securities09-30-2014
Dustin J GiannangeloLPL Financial LLCNew England Securities09-30-2014
Daniel David DurenSagePoint Financial, Inc.New England Securities10-23-2014
Dustin J. WillSagePoint Financial, Inc.New England Securities10-23-2014
Neil William RosenblattCrown Capital Securities, L.P.New England Securities01-07-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.