Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Allen CarronHornor, Townsend & Kent, LLCNew England Securities$5008-13-2010
David Richard KrollMML Investors Services, LLCNew England Securities09-01-2010
Peter MartinMartin Financial Solutions, LLCNew England Securities03-09-2012
Robert Jeffery EdwardsPlanMember Securities CorporationNew England Securities09-12-2012
Ken Seiryu SakamotoFinancial Engines Advisors L.L.C.New England Securities$2504-04-2013
Ericka Zettel SchaeferCRI Securities, LLCNew England Securities05-28-2013
Greg Paul MorellSagePoint Financial, Inc.New England Securities02-27-2014
Stanley Earl WaldropSagePoint Financial, Inc.New England Securities02-27-2014
Kory Licht BudingerSagePoint Financial, Inc.New England Securities02-27-2014
Dustin James LesterSagePoint Financial, Inc.New England Securities02-27-2014
Eric BlackSagePoint Financial, Inc.New England Securities02-27-2014
Brian Joseph WestSagePoint Financial, Inc.New England Securities02-28-2014
Robert John WestbrookCetera Advisor Networks LLCNew England Securities05-02-2014
Matthew Allen RobertsLPL Financial LLCNew England Securities$711-11-2014
Mark Andrew SensemanLPL Financial LLCNew England Securities$2911-13-2014
Gerald Melvin GozLPL Financial LLCNew England Securities11-17-2014
Neil William RosenblattCrown Capital Securities, L.P.New England Securities01-07-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.