Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Eugene WilkinsLPL Financial LLCRaymond James Financial Services, Inc.$1006-18-2009
Perry Lane PetersUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.11-24-2010
David Errol ShermanUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.$2511-24-2010
Jennifer Jill JewettCambridge Investment Research, Inc.Raymond James Financial Services, Inc.06-17-2011
Rick Lewis HortonPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$15010-17-2011
Patrick Thomas DuffyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.11-09-2012
Gary Lynn LunaKMS Financial Services, Inc.Raymond James Financial Services, Inc.12-01-2012
Joseph WrightJoseph Wright InvestmentsRaymond James Financial Services, Inc.$2503-26-2013
Philip Andrew KojichVanguard Marketing CorporationRaymond James Financial Services, Inc.06-04-2013
John Michael GoordmanParagon Financial LLCRaymond James Financial Services, Inc.04-07-2015
Kristian Robert FisherKachkovsky & Fisher, Inc.Raymond James Financial Services, Inc.$5004-22-2015
Garry KachkovskyKachkovsky & Fisher, Inc.Raymond James Financial Services, Inc.06-23-2015
Lonnie Ray StruckmanCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.$2505-24-2016
Michael C. BirdPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.10-14-2016
Geoffrey Allen MarkowskiRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.01-25-2017
Donald Frank GarneyAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$2501-05-2018
Corey Jeff RathsAmeritas Investment Company, LLCRaymond James Financial Services, Inc.01-26-2018
Emily Rose MarinaroCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.03-22-2018
Vanessa PalaciosCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.08-08-2018
Stephen Jon ArntsonJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.$1009-04-2018
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Robin B. GilsonFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-06-2020

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.