Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph HochwaltWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-13-2009
Angelo CilientoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Stephen Robert HatcherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Cheryl Kay Flier-BudgettRaymond James Financial Services, Inc.UBS Financial Services Inc.03-06-2009
Joseph Anthony Di Vito Jr.RBC Capital Markets, LLCUBS Financial Services Inc.03-11-2009
George Jimenez Herrera Sr.Wedbush Securities Inc.UBS Financial Services Inc.04-21-2009
Kurt Edwin MarkgrafWedbush Securities Inc.UBS Financial Services Inc.04-24-2009
Lori Elaine CallahanWedbush Securities Inc.UBS Financial Services Inc.04-24-2009
Donald Patton ScottWedbush Securities Inc.UBS Financial Services Inc.$5004-27-2009
Lisa Johnson RizzoFirst Financial Equity CorporationUBS Financial Services Inc.04-29-2009
Daniel Edward KosiskyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Mark Gerard DewaneRBC Capital Markets, LLCUBS Financial Services Inc.05-04-2009
Steven Kent RundleFirst Financial Equity CorporationUBS Financial Services Inc.$1007-16-2009
Barbara Jean MarquisWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-14-2009
Kyle Lynn DeckerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2009
Jeffrey Jon RomeroWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-29-2010
John Edward Reyno, Patrick Evan BertenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-10-2010
Joshua Peter DelnoceWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.05-20-2011
Thomas Christian BuhlWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-04-2012
Nicholas Albert PiziiWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-28-2013
Thaxton Thrasher PetersonMorgan StanleyUBS Financial Services Inc.02-01-2013
Justin Wade BreeceMorgan StanleyUBS Financial Services Inc.03-01-2013
Matthew Stephen BaehrRaymond James & Associates, Inc.UBS Financial Services Inc.11-01-2013
Thomas Matthew GlynnRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5002-28-2014
Mitchell Joseph SivertsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-25-2014
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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