Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Carl GobbatoAllstate Financial Services, LLCVanguard Marketing Corporation04-22-2009
Leon Roy BinderWaddell & ReedVanguard Marketing Corporation08-11-2009
William G. CresonCharles Schwab & Co., Inc.Vanguard Marketing Corporation10-05-2009
Andrew D. TuellAXA Advisors, LLCVanguard Marketing Corporation04-22-2010
Donna Marie MessingerNext Financial Group, Inc.Vanguard Marketing Corporation07-21-2010
Donald Robert RiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation07-18-2011
Daniel Aaron BenjaminCharles Schwab & Co., Inc.Vanguard Marketing Corporation08-29-2011
Annmarie Cardenas AlanizMette Associates, LLCVanguard Marketing Corporation09-15-2011
Jonathan RiethMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation10-24-2011
Sargon Yatroum ZiaWealth Management International, Ltd.Vanguard Marketing Corporation05-30-2012
Stuart E. WellsUSAA Financial Advisors, Inc.Vanguard Marketing Corporation12-21-2012
Peter Matthew LisickyRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation02-20-2013
Joshua Matthew HoldenA.G.P / Alliance Global PartnersVanguard Marketing Corporation04-09-2013
Robert Allen PalkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-22-2013
Anna Teresa PescoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation05-20-2013
Michael Scott VantuskoMorgan StanleyVanguard Marketing Corporation09-13-2013
David Eric ThompsonFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation03-14-2014
Jon Kevin WinninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-09-2014
Jerico Rom B. MaddelaCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-11-2014
Robert Nooch FitzpatrickFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation04-30-2014
Christopher James SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation08-14-2014
Donald Wayne Adams Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation10-24-2014
Cassandra M. FernandezSanders Morris Harris LLCVanguard Marketing Corporation01-20-2015
Aaron Travis Eugene HeadleyFidelity Brokerage Services LLCVanguard Marketing Corporation03-03-2015
Matthew Aaron BensonNext Financial Group, Inc.Vanguard Marketing Corporation03-24-2015
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.