Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Matthew LisickyRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation02-20-2013
Anna Teresa PescoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation05-20-2013
Michael Scott VantuskoMorgan StanleyVanguard Marketing Corporation09-13-2013
Robert Nooch FitzpatrickFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation04-30-2014
Junaid Ahmad MirzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation07-24-2015
Louis C. StradlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation08-13-2015
Oscar Hernandez Jr.Financial Engines Advisors L.L.C.Vanguard Marketing Corporation12-04-2015
Jason AdamsUSAA Financial Advisors, Inc.Vanguard Marketing Corporation12-17-2015
Melissa J. SabidoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation12-21-2015
David Michael EldridgeFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation01-09-2016
Vanessa Anne HouleUSAA Financial Advisors, Inc.Vanguard Marketing Corporation01-14-2016
John Cameron P. HarperUSAA Financial Advisors, Inc.Vanguard Marketing Corporation01-14-2016
Matthew D. LambertNext Financial Group, Inc.Vanguard Marketing Corporation02-03-2016
William Barnett NewmanNewman's Financial PlanningVanguard Marketing Corporation02-09-2016
Lauren Elizabeth GodfreyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation03-22-2016
James Lee CochranUSAA Financial Advisors, Inc.Vanguard Marketing Corporation03-24-2016
William Grady McElroyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-13-2016
Luigi DeroseFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-16-2016
Talmage Wayne DemeesterUSAA Financial Advisors, Inc.Vanguard Marketing Corporation08-04-2016
Kevin P LundMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-27-2016
Jonathan Michael CorcoranTD Ameritrade Investment Management, LLCVanguard Marketing Corporation10-05-2016
Gregory James KraemerRBC Capital Markets, LLCVanguard Marketing Corporation11-21-2016
Carey S. McCradyCSM Financial PlanningVanguard Marketing Corporation01-01-2017
Bruce D. Ward Jr.United Capital Financial AdvisersVanguard Marketing Corporation03-22-2017
Joseph Andrew SilvermanSchwab Private Client Investment Advisory, Inc.Vanguard Marketing Corporation09-26-2017
Next Page »

Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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