Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Ambrose Olsen CowdenUSAA Financial Advisors, Inc.Vanguard Marketing Corporation11-15-2019
Evan Scott MoweryMutual of Omaha Investor Services, Inc.Vanguard Marketing Corporation10-17-2019
Thatcher Rebich TaylorTaylor FinancialVanguard Marketing Corporation10-16-2019
Thomas John ArcuriSageview Advisory Group, LLCVanguard Marketing Corporation10-10-2019
Charles Mitten FoxMML Investors Services, LLCVanguard Marketing Corporation09-09-2019
Andrea Nina AustinUSAA Financial Advisors, Inc.Vanguard Marketing Corporation08-21-2019
Alexandra Rose SteaRaymond James Financial Services, Inc.Vanguard Marketing Corporation05-22-2019
Laci Hanabah DavisMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Alexis Ann SorrentinoCetera Advisors LLCVanguard Marketing Corporation04-08-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Kaylene C. GammonMorgan StanleyVanguard Marketing Corporation04-05-2019
Mark S. TorresMorgan StanleyVanguard Marketing Corporation04-05-2019
Olivia Courtney WeinMorgan StanleyVanguard Marketing Corporation04-05-2019
Kyle Thomas PodgurskiMorgan StanleyVanguard Marketing Corporation04-04-2019
THOMAS JAMES MALMBERGOneAmerica Securities, Inc.Vanguard Marketing Corporation03-27-2019
Ashley Elizabeth HamiltonBancWest Investment Services, Inc.Vanguard Marketing Corporation02-12-2019
Karlyn Deborah LyonsJ.P. Morgan Securities LLCVanguard Marketing Corporation02-01-2019
Humberto Yee Flores Jr.Financial Engines Advisors L.L.C.Vanguard Marketing Corporation01-30-2019
Casey Joseph BowmanTFO Phoenix, Inc.Vanguard Marketing Corporation12-05-2018
David Moroni HallMorgan StanleyVanguard Marketing Corporation11-15-2018
Alejandro JacquezUSAA Financial Advisors, Inc.Vanguard Marketing Corporation11-06-2018
Jun Ha YoonJ.P. Morgan Securities LLCVanguard Marketing Corporation10-23-2018
Jason Robert BrownRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation10-08-2018
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Next Page »

Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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