Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vitaly Benjamin MottleUnion Capital CompanyWaddell & Reed03-23-2009
Christopher John ChaffonMorgan StanleyWaddell & Reed08-24-2009
Jason Matthew LazarowMorgan StanleyWaddell & Reed11-30-2009
Ron M. RoffCharles Schwab & Co., Inc.Waddell & Reed12-07-2009
Darren Marcus WilcoxCharles Schwab & Co., Inc.Waddell & Reed12-07-2009
Angelo M. BurnsVALIC Financial Advisors, Inc.Waddell & Reed06-16-2011
Heidi Marie BirdThrivent Investment Management Inc.Waddell & Reed07-18-2011
Roger Howard WellerScottrade, Inc.Waddell & Reed11-28-2011
Matthew Zachary RosenWells Fargo Advisors Financial Network, LLCWaddell & Reed12-16-2011
Jonathan Holiday GeibMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-23-2011
Jennifer C. NoseckMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-23-2012
William Glen NewburyFirst Financial Equity CorporationWaddell & Reed$2505-16-2012
Brian David RobinsonLPL Financial LLCWaddell & Reed$5010-22-2012
Dolman Winston Vineyard IIILPL Financial LLCWaddell & Reed10-22-2012
Dominic Thomas DebruinPrivate Advisor Group, LLCWaddell & Reed10-24-2012
Jason Lee McCalebLPL Financial LLCWaddell & Reed$1007-23-2013
Karl Eric HaasCountry Capital Management CompanyWaddell & Reed09-20-2013
Timothy P. RaySecurities America, Inc.Waddell & Reed$2509-25-2013
William Ray JohnsonSagePoint Financial, Inc.Waddell & Reed10-28-2013
Paul M. HadeedUSAA Financial Advisors, Inc.Waddell & Reed11-22-2013
Donovan Steffon HarrisCharles Schwab & Co., Inc.Waddell & Reed01-31-2014
William Joseph MillicoLPL Financial LLCWaddell & Reed04-22-2014
Richard Dean Mitchell Jr.LPL Financial LLCWaddell & Reed08-28-2014
Brandon J. ValentineWoodbury Financial Services, Inc.Waddell & Reed$2510-29-2014
Patrick Brian SellsMorgan StanleyWaddell & Reed$1012-09-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.