Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce Marie Sullivan TarrisLPL Financial LLCWaddell & Reed07-25-2019
Mark Gordon MathenySagePoint Financial, Inc.Waddell & Reed04-29-2019
Timothy Gerard SalemLincoln Financial Advisors CorporationWaddell & Reed03-26-2019
James Edward PonteWaddell & ReedWaddell & Reed03-01-2019
Michael John ReiselBelpointe Asset Management LLCWaddell & Reed01-11-2019
Carlos MalagonBankers Life Securities, Inc.Waddell & Reed07-17-2018
Marie Anne BurnsSagePoint Financial, Inc.Waddell & Reed05-15-2018
Kristina K DahlSecurities America, Inc.Waddell & Reed04-23-2018
Diane H. GropperBankers Life Securities, Inc.Waddell & Reed04-10-2018
Julie PaulsonQuestar Capital CorporationWaddell & Reed01-19-2018
Ryan Scott PursleyVanguard Marketing CorporationWaddell & Reed01-04-2018
Joshua R. LeblancMorgan StanleyWaddell & Reed09-15-2017
Michael S. GrabillQuestar Capital CorporationWaddell & Reed08-16-2017
Ann ZlamalPruco Securities, LLC.Waddell & Reed07-14-2017
Bryan Scott HaverQuestar Capital CorporationWaddell & Reed06-15-2017
Catherine Lorie LafeeLPL Financial LLCWaddell & Reed04-06-2017
Alexander KoltonLincoln Financial Securities CorporationWaddell & Reed03-03-2017
Gina Giachetti WightMorgan StanleyWaddell & Reed10-27-2016
Matthew Gary VianNorthsight Wealth ManagementWaddell & Reed08-02-2016
Christopher Thomas UrnessLPL Financial LLCWaddell & Reed02-01-2016
Darrell Taylor RichUSAA Financial Advisors, Inc.Waddell & Reed01-05-2016
Ryan Neal BattinLPL Financial LLCWaddell & Reed12-16-2015
Rosh K. MangalatVanguard Marketing CorporationWaddell & Reed12-03-2015
Garret James HolleranMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-19-2015
Jason Michael MaleskiAXA Advisors, LLCWaddell & Reed06-11-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.