Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Cisar, Andrew KjolsrudBenjamin F. Edwards & Co.Wells Fargo Advisors$15003-17-2017
David KutzAmeriprise Financial Services, Inc.Wells Fargo Advisors$12310-26-2018
Brian BratspisAmeriprise Financial Services, Inc.Wells Fargo Advisors$15109-21-2018
Frank NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11111-09-2018
Irv MindesRobert W. Baird & Co.Wells Fargo Advisors$36005-04-2018
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
Tim GariganRBC Wealth ManagementWells Fargo Advisors$22504-23-2018
Michael HuffmanAmeriprise Financial Services, Inc.Wells Fargo Advisors$21910-20-2017
Bob Rittel, Elizabeth MahoneyStratos Wealth PartnersWells Fargo Advisors$20002-10-2016
Elizabeth Mahoney, Robert RittelLPL Financial LLCWells Fargo Advisors$18501-07-2016
Rhonda Chavez, Michael Woods, Kevin PittsLPL Financial LLCWells Fargo Advisors$15006-19-2015
Rhonda Chavez, Jake Carlson, Kevin Pitts, Michael WoodsStratos Wealth PartnersWells Fargo Advisors$16006-19-2015
Bobbie Meola, Kelly Riley, Tonette EcholsStratos Wealth PartnersWells Fargo Advisors05-23-2014
Theresa E. ChacopulosMorgan StanleyWells Fargo Advisors$30210-04-2013
Stephanie GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$18901-18-2013
Nick Abdy, Jonathan MitchellUBS Financial Services Inc. Inc.Wells Fargo Advisors$30809-13-2011
Ben Palazzo, Ed Marshall III, Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$27506-25-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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