Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lydia Marie PadillaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15504-26-2019
Sean RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10011-28-2018
David KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12310-26-2018
Brian BratspisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15109-21-2018
Michael HuffmanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$21910-20-2017
Elizabeth Mahoney Robert RittelLPL Financial LLCWells Fargo Clearing Services, LLC$18501-07-2016
Rhonda Chavez Michael Woods Kevin PittsLPL Financial LLCWells Fargo Clearing Services, LLC$15006-19-2015
Frank NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11111-09-2018
Irv MindesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$36005-04-2018
Bill FedorRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20605-04-2018
Tim GariganRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$22504-23-2018
Rick Cisar Andrew KjolsrudBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-17-2017
Ben Palazzo Ed Marshall III Kay WittStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27506-25-2010
Bob Rittel Elizabeth MahoneyStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC$20002-10-2016
Rhonda Chavez Jake Carlson Kevin Pitts Michael WoodsStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC$16006-19-2015
Bobbie Meola Kelly Riley Tonette EcholsStratos Wealth Partners, LtdWells Fargo Clearing Services, LLC05-23-2014
Theresa E ChacopulosMorgan StanleyWells Fargo Clearing Services, LLC$30210-04-2013
Stephanie GreerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$18901-18-2013
Nick Abdy Jonathan MitchellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$30809-13-2011
Benjamin D ZamoraCetera Advisors LLCWells Fargo Clearing Services, LLC$5009-22-2020
Gary Wayne RogersCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-21-2020
Jordan Chad BanningStewardship for Life, Inc.Wells Fargo Clearing Services, LLC09-16-2020
Jaclyn Brenna SafdarCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC09-08-2020
Carlos Daniel FigueroaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-24-2020
Drew William KeilenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.