Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, Inc.$2504-24-2019
Michael Anthony CrupiAllstate Financial Services, LLCLPL Financial LLC06-05-2017
Robert Lee BrainardAllstate Financial Services, LLCPrincipal Funds Distributor, Inc.$10001-26-2017
James Robert KarbergAllstate Financial Services, LLCFidelity Brokerage Services LLC01-25-2017
Gregory Michael SidelAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
Nicole Anne KittelsonAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-23-2016
Michael William KneipAllstate Financial Services, LLCWells Fargo Clearing Services, LLC07-14-2015
Susan Barbour RiedelAllstate Financial Services, LLCMWA Financial Services Inc.04-05-2013
Jose Leonardo SuarezAllstate Financial Services, LLCLPL Financial LLC02-26-2013
Christine Marie MorrowAllstate Financial Services, LLCFarmers Financial Solutions, LLC06-01-2012
Joshua Justun JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2012
Charles Courtney SandovalAllstate Financial Services, LLCSII Investments, Inc.01-31-2012
Julio Alejandro GalindoAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$2511-10-2011
David Bryon MorganAllstate Financial Services, LLCMetLife Securities Inc.05-16-2011
Andrew S AppleAllstate Financial Services, LLCWaddell & Reed01-01-2011
Rhiannon Diane WardAllstate Financial Services, LLCCountry Capital Management Company09-15-2010
Craig Michael PretzingerAllstate Financial Services, LLCBancWest Investment Services, Inc.$1003-23-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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