Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.02-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.02-20-2018
Charles Alexander SmithAmeriprise Financial Services, Inc.Academy Advisors, LLC10-17-2014
Scott Willard TaubmanAmeriprise Financial Services, Inc.Allstate Financial Services, LLC$5003-03-2017
Stephen Ernest LomsdalenAmeriprise Financial Services, Inc.Brokers International Financial Services, LLC.$5008-29-2016
Mucio Dumit CarlonAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2012
John L Wilson Sr.Ameriprise Financial Services, Inc.Edward Jones06-07-2019
John Oliver WrightAmeriprise Financial Services, Inc.Edward Jones08-29-2018
Adam Michael YekinAmeriprise Financial Services, Inc.Edward Jones11-10-2017
Michael Edward GombrichAmeriprise Financial Services, Inc.EF Legacy Securities, LLC01-18-2017
Benjamin William BelangerAmeriprise Financial Services, Inc.First Allied Securities, Inc.$10003-31-2016
John Wai CheangAmeriprise Financial Services, Inc.First Allied Securities, Inc.$2510-15-2015
Steve Howard NelsonAmeriprise Financial Services, Inc.FSC Securities Corporation$10003-29-2018
Michael Patrick KeahonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Stanton Kent DwightAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michele Marie GilesAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Andrew AltobelliAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jeremy Paul KitamuraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Steven Matthew RabinAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Philip Touati DelordAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael T. TsanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Chad Jeremy StauffacherAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brent Michael FladingAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Martin GoldenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Debra Lyn CoyleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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