Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan Phillip Oelze Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-08-2019
Peter Crellin SmithAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-08-2019
Bennett Whitney SmithAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-08-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Ryan Christopher CountrymenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-28-2018
Patrick Brian SellsAmeriprise Financial Services, Inc.Morgan Stanley11-19-2018
Brian Howard BratspisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-21-2018
Scarlet Robin Raeanne FilmoreAmeriprise Financial Services, Inc.1st Global Capital Corp.09-12-2018
John Oliver WrightAmeriprise Financial Services, Inc.Edward Jones08-29-2018
Jeanne Ann JamesonAmeriprise Financial Services, Inc.Mutual Securities, Inc.07-17-2018
Cami McCabeAmeriprise Financial Services, Inc.Arvest Wealth Management05-24-2018
Christian Grant RoweAmeriprise Financial Services, Inc.Edward Jones12-20-2017
Adam Michael YekinAmeriprise Financial Services, Inc.Edward Jones11-10-2017
Michael Lee HuffmanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-20-2017
John Norbert FlickingerAmeriprise Financial Services, Inc.Edward Jones09-29-2017
William Durwood Johnson Jr.Ameriprise Financial Services, Inc.LifeMark Securities Corp.08-31-2017
TIMOTHY JAY WOODSAmeriprise Financial Services, Inc.Ivy Distributors, Inc.08-02-2017
Kristine Dawn LantzAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-26-2017
RONALD TY BROWNAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-10-2017
Hunter Travis GiboneyAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-03-2017
Marcia Boone AmrineAmeriprise Financial Services, Inc.Arque Capital, Ltd.03-03-2017
Douglas Alan GodfreyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2017
Michael Edward GombrichAmeriprise Financial Services, Inc.EF Legacy Securities, LLC01-18-2017
Douglas George NewstromAmeriprise Financial Services, Inc.Wedbush Securities Inc.11-18-2016
Michael M HobbiAmeriprise Financial Services, Inc.LaSalle St Securities, L.L.C.10-28-2016
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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