Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Howard BurgCambridge Investment Research, Inc.AIG Capital Services, Inc.11-01-2017
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-24-2017
Moses Skaggs MedinaCambridge Investment Research, Inc.Ameritas Investment Corp.10-16-2017
Lori Pierce CrilleyCambridge Investment Research, Inc.Ameritas Investment Corp.08-03-2017
Christopher Milo DeanCambridge Investment Research, Inc.Arque Capital, Ltd.08-16-2010
Michael James HankinsonCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Stephanie Marie MayoralCambridge Investment Research, Inc.Chase Investment Services Corp.01-03-2010
Gregory Lee BakerCambridge Investment Research, Inc.CRI Securities, LLC05-06-2016
Shanna Joelle TingomCambridge Investment Research, Inc.Edward Jones04-17-2015
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.12-11-2018
Scott L. BerganCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2510-17-2011
Margaret Deborah BerganCambridge Investment Research, Inc.Geneos Wealth Management, Inc.10-17-2011
Richard Alan BreyerCambridge Investment Research, Inc.Independent Financial Group, LLC$5001-02-2014
William Ryan ZenkCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-18-2017
James Allison DabbsCambridge Investment Research, Inc.LPL Financial LLC$2501-03-2017
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3705-09-2016
William GoodmanCambridge Investment Research, Inc.Morgan Stanley07-18-2016
Robert L PolleyCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.05-10-2013
Allan Israel DavisCambridge Investment Research, Inc.National Planning Corporation$1210-02-2017
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Brently John KlontzCambridge Investment Research, Inc.Next Financial Group, Inc.09-15-2017
Michael E. BivensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC09-01-2015
Jennifer Lightcap JohnsonCambridge Investment Research, Inc.PlanMember Securities Corporation01-17-2013
Susan Marie HiltonCambridge Investment Research, Inc.Principal Securities, Inc.11-11-2011
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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