Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Andrew Henry ArkyCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.07-01-2009
Joseph Kareem MillerCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.07-01-2009
Kimberlie J. SonnenbergCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.08-10-2009
Larry Randolph ScottCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.01-08-2010
Christopher Milo DeanCambridge Investment Research, Inc.Arque Capital, Ltd.08-16-2010
Jennifer Jill JewettCambridge Investment Research, Inc.Raymond James Financial Services, Inc.06-17-2011
Charles Michael HirlingerCambridge Investment Research, Inc.Cooper McManus06-24-2011
Scott L. BerganCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2510-17-2011
Margaret Deborah BerganCambridge Investment Research, Inc.Geneos Wealth Management, Inc.10-17-2011
Craig Dean JensenCambridge Investment Research, Inc.Cetera Advisor Networks LLC11-08-2011
Susan Marie HiltonCambridge Investment Research, Inc.Principal Securities, Inc.11-11-2011
Tamara Kristen JamisonCambridge Investment Research, Inc.Edward Jones10-11-2012
Thomas Joseph PignoneCambridge Investment Research, Inc.PlanMember Securities Corporation$1001-17-2013
Mary Kathleen TroxellCambridge Investment Research, Inc.PlanMember Securities Corporation01-17-2013
Jennifer Lightcap JohnsonCambridge Investment Research, Inc.PlanMember Securities Corporation01-17-2013
Robert L PolleyCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.05-10-2013
Robert George Burleson Jr.Cambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$5005-31-2013
Charles Brooker Blanton Jr.Cambridge Investment Research, Inc.GWN Securities Inc.$1009-06-2013
Shane Michael KnollCambridge Investment Research, Inc.J.P. Morgan Securities LLC$10009-20-2013
Richard Alan BreyerCambridge Investment Research, Inc.Independent Financial Group, LLC$5001-02-2014
James Anthony Womack Jr.Cambridge Investment Research, Inc.Stratos Wealth Partners, Ltd$1002-14-2014
Shanna Joelle TingomCambridge Investment Research, Inc.Edward Jones04-17-2015
Michael E. BivensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC09-01-2015
Kevin Allen HumphreyCambridge Investment Research, Inc.J.P. Turner & Company, L.L.C.$2510-22-2015
Jason Sebastian ColeCambridge Investment Research, Inc.SagePoint Financial, Inc.03-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.