Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roland Milner Ho Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.07-23-2019
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Jon Frederick GunlockCambridge Investment Research, Inc.BFC Planning, Inc.01-16-2019
Jennifer Michelle RomanoCambridge Investment Research, Inc.Pruco Securities, LLC.06-21-2018
Kana AikawaCambridge Investment Research, Inc.Signator Investors, Inc.04-17-2018
Jeffrey Howard BurgCambridge Investment Research, Inc.AIG Capital Services, Inc.11-01-2017
Moses Skaggs MedinaCambridge Investment Research, Inc.Ameritas Investment Corp.10-16-2017
Danny Alen MeyerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-13-2017
Lori Pierce CrilleyCambridge Investment Research, Inc.Ameritas Investment Corp.08-03-2017
William GoodmanCambridge Investment Research, Inc.Morgan Stanley07-18-2016
Christopher Alex CarracedoCambridge Investment Research, Inc.LPL Financial LLC06-21-2016
Nestor Ruben MontoyaCambridge Investment Research, Inc.TIAA-CREF Individual & Institutional Services, LLC04-07-2016
Jason Sebastian ColeCambridge Investment Research, Inc.SagePoint Financial, Inc.03-08-2016
Michael E. BivensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC09-01-2015
Shanna Joelle TingomCambridge Investment Research, Inc.Edward Jones04-17-2015
Shane Michael KnollCambridge Investment Research, Inc.J.P. Morgan Securities LLC09-20-2013
Robert L PolleyCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.05-10-2013
Craig Dean JensenCambridge Investment Research, Inc.Cetera Advisor Networks LLC11-08-2011
Charles Michael HirlingerCambridge Investment Research, Inc.Cooper McManus06-24-2011
Jennifer Jill JewettCambridge Investment Research, Inc.Raymond James Financial Services, Inc.06-17-2011
Christopher Milo DeanCambridge Investment Research, Inc.Arque Capital, Ltd.08-16-2010
Stephanie Marie MayoralCambridge Investment Research, Inc.Chase Investment Services Corp.01-03-2010
Kimberlie J. SonnenbergCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.08-10-2009
Thomas Allen ForsytheCambridge Investment Research, Inc.Lof Lopez & Associates, Llc07-17-2009
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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