Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph LampertChase Investment Services Corp.Wells Fargo Investments, LLC06-30-2010
Aaron W BrewerChase Investment Services Corp.UBS Financial Services Inc.10-19-2009
Adam Paul SowaChase Investment Services Corp.Morgan Stanley$112-28-2009
Adejanira F. BishopChase Investment Services Corp.Wells Fargo Clearing Services, LLC$5008-01-2011
Alan Dean NickersonChase Investment Services Corp.MWA Financial Services Inc.05-28-2010
Auroon P. ThapaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Bianca Marie RobertsonChase Investment Services Corp.New England Securities11-02-2009
Christina Ann LipariChase Investment Services Corp.American Family Securities, LLC10-26-2009
Corey OwenChase Investment Services Corp.Morgan Stanley01-27-2012
Daniel A. CapoteChase Investment Services Corp.Allstate Financial Services, LLC11-15-2010
Danny Peter PagoulatosChase Investment Services Corp.Directed Services LLC08-01-2009
Darren James BernardChase Investment Services Corp.USAA Financial Advisors, Inc.$110-01-2009
Darren Michael MonroeChase Investment Services Corp.Allstate Financial Services, LLC12-31-2010
David Christopher ShowellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-28-2009
David Scott JonaganChase Investment Services Corp.Edward Jones05-03-2010
Dax Jonas McMenaminChase Investment Services Corp.Wells Fargo Investments, LLC11-01-2010
Dennis W Butner IIChase Investment Services Corp.MetLife Securities Inc.10-19-2009
Felix-Albert DesmanglesChase Investment Services Corp.Edward Jones07-22-2011
Harry Charles LexChase Investment Services Corp.Edward Jones03-31-2011
Jacob Peter SessionsChase Investment Services Corp.AXA Advisors, LLC02-24-2010
James S BegheinChase Investment Services Corp.Edward Jones02-01-2009
Jamie Rowland RobinsonChase Investment Services Corp.PFS Investments Inc.02-06-2012
Jennifer Lynn PickeringChase Investment Services Corp.Wells Fargo Investments, LLC08-01-2009
Jennifer Marie HoaglandChase Investment Services Corp.PFS Investments Inc.08-01-2011
Johnny Earl BurrisChase Investment Services Corp.Burris Financial Services, Inc.06-21-2010
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.