Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael DickCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-01-2009
Brian James TollefsonCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-01-2009
Keith Edward BlakemanCommonwealth Financial NetworkSagePoint Financial, Inc.$15001-15-2010
Christian RezapourCommonwealth Financial NetworkWells Fargo Investments, LLC$5006-21-2010
John J. TaussCommonwealth Financial NetworkForeside Fund Services, LLC01-04-2011
Roger Dennis WoodCommonwealth Financial NetworkAmeriprise Financial Services, LLC05-06-2011
Charles Gordon CarterCommonwealth Financial NetworkThe Leaders Group, Inc.07-30-2013
Rodney Ross SmithCommonwealth Financial NetworkLPL Financial LLC$5004-22-2014
Ernest Junior MiarsCommonwealth Financial NetworkB.B. Graham & Company, Inc.$2501-16-2015
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Dale James CarlsonCommonwealth Financial NetworkWaddell & Reed$2505-05-2017
Alexander Gibran KouryCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists07-21-2017
Shane Eli KeithCommonwealth Financial NetworkVanguard Marketing Corporation07-10-2018
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Wendy K. OliverCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-27-2018
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC$2505-31-2019
Steven Joseph DeaconCommonwealth Financial NetworkBlackRock Investments, LLC08-19-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Timothy Michael SchannepCommonwealth Financial NetworkCBIZ Investment Advisory Services, LLC02-04-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.