Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Humberto Yee Flores Jr.Financial Engines Advisors L.L.C.Vanguard Marketing Corporation01-30-2019
Ronald Marcell AdamoliFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2018
Eric Jeffrey TanitaFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation11-02-2017
Matthew James DunphyFinancial Engines Advisors L.L.C.Ameriprise Financial Services, Inc.09-20-2017
Trent Lowell DavidsonFinancial Engines Advisors L.L.C.Strategic Advisers LLC08-18-2017
Andrew Scott KovalcikFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Ken David ObrayFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Heath Allen HancheyFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Seth Lewis ZudellFinancial Engines Advisors L.L.C.Longboard Asset Management04-27-2017
Christopher Carl CaposeyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation04-19-2017
Shawn Michael LinhartFinancial Engines Advisors L.L.C.Fidelity Brokerage Services LLC02-02-2017
Zachary John HollyFinancial Engines Advisors L.L.C.Edward Jones09-02-2016
Luigi DeroseFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-16-2016
William Grady McElroyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-13-2016
Lauren Elizabeth GodfreyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation03-22-2016
Christina Lee HurleyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation03-16-2016
David Kenneth MusserFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation02-24-2016
James Michael GolichowskiFinancial Engines Advisors L.L.C.PFS Investments Inc.02-12-2016
Nicholas Anthony ParisiFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation01-22-2016
David Michael EldridgeFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation01-09-2016
Eric Marvin DyeFinancial Engines Advisors L.L.C.Cetera Advisor Networks LLC12-15-2015
Oscar Hernandez Jr.Financial Engines Advisors L.L.C.Vanguard Marketing Corporation12-04-2015
Jacob P. Vander Vander SlikFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC11-23-2015
Michael Brennan FelixFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Noel Garth GoodrichFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.