Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Eric Jeffrey Tanita | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 11-02-2017 |
| Matthew James Dunphy | Financial Engines Advisors L.L.C. | Ameriprise Financial Services, Inc. | — | 09-20-2017 |
| Trent Lowell Davidson | Financial Engines Advisors L.L.C. | Fidelity Brokerage Services LLC | — | 08-18-2017 |
| Seth Lewis Zudell | Financial Engines Advisors L.L.C. | Longboard Asset Management | — | 04-27-2017 |
| Shawn Michael Linhart | Financial Engines Advisors L.L.C. | Fidelity Brokerage Services LLC | — | 02-02-2017 |
| Luigi Derose | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 05-16-2016 |
| William Grady McElroy | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 05-13-2016 |
| Lauren Elizabeth Godfrey | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 03-22-2016 |
| James Michael Golichowski | Financial Engines Advisors L.L.C. | PFS Investments Inc. | — | 02-12-2016 |
| David Michael Eldridge | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 01-09-2016 |
| Oscar Hernandez Jr. | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 12-04-2015 |
| Jacob P. Vander Vander Slik | Financial Engines Advisors L.L.C. | J.P. Morgan Securities LLC | — | 11-23-2015 |
| Michael Brennan Felix | Financial Engines Advisors L.L.C. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-05-2014 |
| David John Ketter | Financial Engines Advisors L.L.C. | AXA Advisors, LLC | — | 04-30-2014 |
| Robert Nooch Fitzpatrick | Financial Engines Advisors L.L.C. | Vanguard Marketing Corporation | — | 04-30-2014 |
| Joseph Burnett Bass III | Financial Engines Advisors L.L.C. | J.P. Morgan Securities LLC | — | 03-14-2014 |
| Curtis Wayne Hagner | Financial Engines Advisors L.L.C. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-24-2013 |
| Jeffrey Alan Goldberg | Financial Engines Advisors L.L.C. | Charles Schwab & Co., Inc. | — | 08-13-2013 |
| Ken Seiryu Sakamoto | Financial Engines Advisors L.L.C. | New England Securities | — | 04-04-2013 |
Showing 1 to 19 of 19 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
