Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
Anita Marie Barnes ClontzFirst Financial Equity CorporationPerkins, Smart & Boyd, Inc.$1004-28-2015
Charles William Willoughby Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-23-2009
Daniel Shea CooperFirst Financial Equity CorporationWedbush Securities Inc.10-28-2009
David Blair BiasFirst Financial Equity CorporationForesters Equity Services, Inc.$2501-17-2019
David Raymond KeefeFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
John Paul PageFirst Financial Equity CorporationJRL Capital Corporation05-17-2012
John Sigmund SimonsonFirst Financial Equity CorporationMorgan Stanley09-28-2016
Kenneth Michael CretaFirst Financial Equity CorporationWells Fargo Clearing Services, LLC$5007-02-2009
Kristopher Beau Scott SmithFirst Financial Equity CorporationUBS Financial Services Inc.$9106-01-2016
Larry Gene KirtsFirst Financial Equity CorporationWedbush Securities Inc.08-16-2011
Laurence E. GoldsteinFirst Financial Equity CorporationMutual Securities, Inc.04-13-2016
Lee Kim BrownFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$2501-25-2010
Lisa Johnson RizzoFirst Financial Equity CorporationUBS Financial Services Inc.04-29-2009
Lyle Anson DeoFirst Financial Equity CorporationMutual Securities, Inc.$2504-12-2016
Mark Layton HepworthFirst Financial Equity CorporationAspen Equity Partners, LLC10-02-2015
Martin John Ercoline IIIFirst Financial Equity CorporationEdward Jones02-15-2019
Matthew David CalhounFirst Financial Equity CorporationMorgan Stanley02-05-2016
Matthew James PickettFirst Financial Equity CorporationCharles Schwab & Co., Inc.12-01-2016
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Michael Charles PryorFirst Financial Equity CorporationCitigroup Global Markets Inc.$5002-12-2009
Patrick Thomas DuffyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2017
Paul Alphonse Perreault Jr.First Financial Equity CorporationWells Fargo Clearing Services, LLC02-18-2011
Robert Joseph CourterFirst Financial Equity CorporationWedbush Securities Inc.03-15-2012
Robert Lynn HuishFirst Financial Equity CorporationH&R Block Financial Advisors, Inc.09-29-2009
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.