Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sara R. O'BrienGeneos Wealth Management, Inc.J.P. Morgan Securities LLC10-12-2018
Jacob Alexander GuttmanGeneos Wealth Management, Inc.United Planners' Financial Services of America A Limited Partner09-28-2017
Patrick Lee HamiltonGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.10-14-2009
Katrina Ann BarrettGeneos Wealth Management, Inc.Foresters Financial Services, Inc.07-16-2009
Peter William CrimminsGeneos Wealth Management, Inc.Capital Analysts$10011-30-2012
Lance David MarbleGeneos Wealth Management, Inc.Cincinnati Analysts, Inc.$10003-14-2012
Brent Stanley PineGeneos Wealth Management, Inc.SagePoint Financial, Inc.$10003-17-2010
Jay Robert PenneyGeneos Wealth Management, Inc.USF Securities, L.P.$10001-02-2009
Karen Wozniak McdadeGeneos Wealth Management, Inc.USF Securities, L.P.$10001-02-2009
Mark William NovkovGeneos Wealth Management, Inc.MML Investors Services, LLC$25007-13-2009
Joshua Timothy BarrettGeneos Wealth Management, Inc.Foresters Financial Services, Inc.$50005-28-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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